B

• [+] Banking regulation (5 P)

C

• [+] Financial regulation in Canada (6 P)
• [+] Commodity and futures law (3 C)

C cont.

• [+] Financial crimes (4 C, 11 P)

F

• [+] Financial regulatory authorities (37 P)
• [+] Financial routing standards (3 C, 14 P)

U

• [+] Financial regulation in the United Kingdom (6 P)
• [+] Financial regulation in the United States (7 C, 45 P)

• Financial regulation

2

• 2002 Uruguay banking crisis

A

• Account stated
• Accredited investor
• Advanced IRB
• Anglo Irish Bank hidden loans controversy
• Anti-money laundering
• Anti-money laundering software
• Australian Prudential Regulation Authority
• Australian Securities and Investments Commission
• Australian securities law

B

• Bank regulation
• Basel I
• Basel IA
• Basel II Accord
• Best Execution

C

• CEIOPS
• CUSIP
• Capital Adequacy Directive
• Central Index Key
• Committee of European Securities Regulators
• Committee of European Banking Supervisors
• Committee on Capital Markets Regulation
• Convention of disclosure
• Corporate Registers Forum
• Customer Identification Program

D

• Derivatives law

D cont.

• Double default

E

• E-file
• Edge Act
• Edict on Maximum Prices
• Egmont Group
• Enten controversy
• Error account
• European Committee for Banking Standards
• Exposure at default (EAD)

F

• FATF Blacklist
• Financial Action Task Force on Money Laundering
• Financial Stability Institute
• Foundation IRB

H

• Hong Kong Securities Institute (HKSI)

I

• ISO 10383
• ISO 10962
• ISO 15022
• ISO 20022
• ISO 6166
• ISO 9362
• International Accounting Standards Board
• International Association of Insurance Supervisors
• International Bank Account Number
• International Financial Reporting Standards
• International Organization of Securities Commissions
• International Securities Identification Number
• Investment Industry Regulatory Organization of Canada

I cont.

• ISO 4217

K

• Kiev Bank Union

L

• Lamfalussy process
• Locate (finance)
• Loss given default

M

• Markets in Financial Instruments Directive
• Microcap stock fraud
• Misleading financial analysis

N

• NSIN
• Naked short selling
• North American Securities Administrators Association

O

• Office of the Superintendent of Financial Institutions
• Out-of-pocket expenses

P

• Probability of default
• PS146
• Pump and dump

Q

• Qualified Institutional Buyer

S

• Securities and Futures Commission
• Selective disclosure
• Self-regulatory organization
• Short (finance)
• Standardized approach (credit risk)
• Stock Exchange Executive Council
• Superannuation Complaints Tribunal
• Systemically Important Payment Systems

T

• Target surplus

U

• USA PATRIOT Act, Title III, Subtitle A